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Using Hyperbaric Oxygen Therapy to treat Brain Injuries
By Ken G. Knott, M.D. And Christopher Grant, CHT
A person can survive a few days without water, and weeks without
food, but if the body is deprived of oxygen, biological death begins
to occur within three minutes. The same goes if you deprive just
an area of the body of oxygen, such as the brain.
When brain tissue has been damaged due to an injury, a lack of
blood flow or a lack of oxygen, the cells that surround the injured
area, called the penumbra, may only be receiving a fraction of
the blood flow and oxygen they need for optimum health. This
disruption creates impairment of cell function. The cells become
dormant and may remain permanently impaired.
Hyperbaric Oxygen Therapy (HBOT) for brain injuries is based on
the theory that even if brain tissue has been injured, the dormant
cells surrounding the injured area can be revived. To do this, the
blood supply to the dormant cells needs to be improved.
A hyperbaric oxygen chamber, in which a patient lies, is pressurized
with 100 percent oxygen to greater than atmospheric pressure.
While at a typical treatment pressure of 1.5 atmospheres absolute
(ATA) (equal to 7.5 psig or 16.88 feet of sea water) the patient
would be breathing an equivalent of 150 percent oxygen or oneand-
a-half-times more oxygen molecules in each breath. This will
allow the plasma to carry 10 to 15 percent more dissolved oxygen
throughout the entire body including areas with decreased blood
flow. This is the first step in “flipping on the switch.”
When given daily, HBOT stimulates a process called angiogenesis
or the formation of new blood vessels. These new blood vessels
form slowly in the vicinity of the damaged tissues, providing
more blood flow and oxygen to the dormant cells. This revives the
dormant cells and allows them to resume their normal function.
With many brain injuries, edema and hyper-perfusion can be present
even for year’s later. In the initial stages, HBOT can reduce this
state by vasoconstriction, which decreases blood fl ow to these
areas which in turn allows them to normalize. Simultaneously, an
increased percentage of oxygen is being delivered to the tissues.
The result of angiogenesis and vasoconstriction is a permanent structural
change in blood supply to the damaged brain tissue and an important
contribution to the degree of recovery from the brain injury.
We have seen brain injured patients experience various
results as early as the first treatment and even more after
20 treatments. Some patients don’t see anything significant
until a few weeks after their fortieth treatment. So, how
many treatments should we initially do? Is some better than
none? Well some is better than none and it all depends on
the individual case. If a patient is treated early, within 48
hours, one can sometimes evoke a greater response with a
lesser number of treatments. However, as the result of many
case studies, we know that non-acute patients who have
completed an initial set of 40 consecutive HBOT treatments
can make positive changes in which the majority, if not all,
become permanent.
The reason involves basic physiology. With the increased
oxygen in the plasma, the dormant brain cells “turn on” or
“awaken” from their dormant state. As function returns, we
see clinical changes in the patient. The reason the cells are
dormant is due to a lack of blood flow and a corresponding
lack of oxygen. So, if the plasma is the only thing delivering the
oxygen, and you stop HBOT, then you stop giving those cells the
oxygen they need to remain functioning and they become dormant
again. Many times theses patients do not regress completely but they
do lose some of what they may have gained. If a patient completes
the full 40 treatments, regression is typically absent and more gains
continue for weeks and months after their fourtieth.
It has been shown that capillary budding (growth of blood vessels)
can begin as soon as the 8th treatment. The capillary further develops
by 20th treatment but it is not completely stable. By 30th to 35th
treatment the capillary becomes increasingly stable and by the 40th
treatment the new capillary is essentially permanent. This has been
proven time and again with non-healing wounds and the salvage of
grafts and flaps. HBOT has been stopped prematurely in patients
who were showing signs of healing of wounds, grafts or flaps. A few
days later, the wound began to deteriorate and the wound, graft or
flap fails. Although the histology of the capillaries is different when
comparing brain capillaries to those found in other areas of the body,
a capillary basically grows the same in the foot as it does in the brain.
Physiology is physiology. Case Study I
Six year old female -
Patient with failure to thrive and resultant cerebral palsy began her
first set of hyperbaric treatments in September 2001.
Protocol: 11-HBOT session at 1.6ATA for 90-minutes and 3-HBOT
sessions at 1.6ATA for 60 minutes (Equivalent of 20.5 one-hour
treatments).
Gains: less moody, calmer, attempted to do puzzles, was able to touch
nose, ear, etc. on command.
Regression: less interest in puzzles, more excitable, less awareness.
In July 2002 the patient completed an additional 20 HBOT sessions.
Protocol: 20-HBOT sessions at 1.6ATA for 60 minutes.
Gains: able to complete 20-piece puzzle, attempted to open/close car
door, improved school performance, less disruptive, less seizures,
improved ability to follow directions, walked with assistance.
Regression: gradual loss of ambulatory skills, more disruptive, less
attentiveness to directions or commands, limited interest in puzzles.
In November 2003 she started 40 consecutive HBOT at a new
hyperbaric center.
Protocol: 40-HBOT sessions at 1.5ATA for 60 minutes.
Gains: more appropriate response to commands, improved speech
pattern (pronunciation), signifi cant behavior change (improved by
“70 percent” according to mother), seizure activity diminished,
independent play activities improved, speaking in phrases, walking
with minimal or no assistance, routine eye contact and virtual
completion of toilet training.
No regression.
Upon follow-up of patient 2 months post
Gains - integrated into more advanced educational environment,
more improvement in speech pattern, a continued ability to engage
in play, and a continued ability to ambulate with minimal or no
assistance.
No regression.
Upon follow-up of patient 6 months post-HBOT no regression.
Initial SPECT scan - October 2003.
Post HBO SPECT scan - January 2004.
SPECT scan difference of Brain Blood Flow (BBF) between
pre-HBOT of 40 treatments and post-HBOT: 45 percent global
increase of BBF
Impression and Comments: In retrospect, the patient appeared to
benefit from the initial HBOT treatment regimen, but regression
was noted. The second 20 HBOT treatment regimen also showed
a positive response, however regression was again noted. When
the patient was given a 40 HBOT treatment regimen, there did
not appear to be any regression in any area. There are certainly no
guarantees, however, based upon the results seen with this patient,
but it does appear that permanent changes are more likely to occur
with an isolated 40 treatment program as opposed to an isolated
20 treatment program. Case Study II:
2-day old male -
Protocol: 5-HBOT sessions at 1.2 ATA for 60 minutes.
After a full term, normal pregnancy, mother experienced a difficult
vaginal delivery of a 10 pound -10 ounce boy. The infant’s left
shoulder became lodged during delivery and the doctor worked
for more than four minutes to dislodge the infant’s shoulder.
Once delivered, the infant cried weakly and went into shock. The
respiratory department was called stat and worked on the infant for
more than three minutes. He subsequently began crying and fully
stabilized after 20 minutes. After examination by two different
pediatricians, both stated the baby was fine, but no prognosis was
offered. The infant was released at 32 hours of age and began
hyperbaric oxygen treatment at 40 hours of age.
During the first treatment while in the HBOT chamber, the infant
became visibly more alert. After removal from the chamber, the
infant exhibited a much stronger vocal response as well as cooing
and was much more animated. No additional changes were noted
during the next four treatments.
Upon follow-up, the patient reached 95 percent level of growth and
development and started walking at 10 months of age.
In addition the mother’s back pain resulting from the epidural
injection decreased by 80 percent after first treatment and was gone
after the second treatment.
Impression and comments: This particular case study is an example
of using HBOT in an acute setting to reduce potential neurological
problems resulting from oxygen deprivation. It also illustrates the
safety of the use of HBOT in young children. Due to the extreme
low age of the infant, a pressure of 1.2 ATA was utilized even
though 1.5 ATA would have most likely been well tolerated and
indicated. Conclusion:
Unfortunately, HBOT treatment for neurological conditions
is not paid for by insurance companies. However, payment
policies by insurance companies do not necessarily follow what
is medically indicated. The two foregoing case studies illustrate
a typical response by patients given the appropriate treatment
regimen with HBOT. All patients are different and as a result,
no two patients respond equally. However, the vast majority of
brain injured patients, particularly those with damage due to
reduced amount or lack of oxygen, responds very well to HBOT
given at 1.5 ATA for 40 one-hour treatments on either a daily
or twice daily basis.
Of course, the question may arise as to whether or not a
lesser number of treatments would suffice. It’s easy to pick a
number, but in our experience, we now know that we are seeing
significantly less regression with the 40 treatment regimen as
opposed to a 20 treatment program. In addition, we have seen
further improvement in many patients who have undergone more
HBOT after a break from their initial set of 40 treatments, but 40
seems to be the minimum starting point for non-acute patients.
Remember, physiology is physiology.
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